Brian Zucker Speaks About the IPO Process and Nasdaq Requirements
The IPO ProcessIn addition to Brian, panelists included Ross David Carmel, Esq., a Partner at Carmel, Milazzo & Feil LLP; Brian Cavalli, Vice President of North America (US) at DataTracks; Seth Farbman, Chairman of Vstock Transfer, LLC; andBenjamin Zucker,Managing Director of EF Hutton. The panelists also discussed real-life examples of microcaps using their stock as currency to fund acquisitions, hire, and retain talent. They then offered to respond to participants’ questions. The private event was organized by Exchange Listing LLC, a business dedicated to assisting companies in going public and raising capital. Pendry Cannon, a business development consultancy that builds digital investors ecosystems, additionally served as the gracious host. Attendees included about 25 CEOs, financial publishers, trader educators, and digital financial media entrepreneurs from the FinPub Accelerator Group out of the Financial Marketing Summit.
About Brian ZuckerAs Chair of the RRBB FinOp and CFO Department, Brian acts as the Financial Operations Principal and CFO for several broker-dealers and hedge funds. He has over thirty-seven years of experience as a CPA, specializing in the securities industry. Brian provides a broad range of accounting-related services to public companies, hedge funds, broker-dealers, and high-net-worth individuals. However, he concentrates his practice on complicated structuring for IPOs, special purpose acquisition companies (SPACs), investment partnerships, and hedge funds. His work also includes outsourcing back-office accounting needs. During his career, Brian has serviced over a hundred broker-dealers. He currently serves on the Board of Directors ofNanoViricides, Inc., trading on the NYSE American Exchange, and as the CFO ofEIG Global Energy Partners Capital Markets, LLC. In addition, Brian has previously served as President and Chairman of Atlantis Business Development Corp.; CFO ofNatcore Solar Technology Inc., trading on the Toronto Exchange; Managing Director of American Frontier Financial Corporation; and Director of theNational Investment Banking Association. Brian received his Bachelor of Science in Public Accounting from Pace University in 1983. While there, he served as class treasurer, was a member of the Accounting Society, and played rugby.
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